Mr. Roth is the Deputy General Counsel and Chief Compliance Officer for Nassau CorAmerica LLC. Prior to joining the Nassau Financial Group in January 2017, Mr. Roth was the General Counsel and Chief Compliance Officer for Venor Capital Management LP. Prior to Venor, he was Vice President and Deputy Chief Compliance Officer for Harbinger Capital Partners LLC, and an Assistant General Counsel for Harbert Management Corporation. Mr. Roth is licensed to practice law in New York, Connecticut and Alabama, and is an adjunct instructor at the Steinhardt School of Culture, Education, and Human Development at New York University. Mr. Roth earned a BS in Finance from Auburn University, MA in Banking & Finance from the University of Alabama, JD (Magna Cum Laude) from the Cumberland School of Law of Samford University, LL.M. in Taxation from the New York University School of Law, and EdD from New York University.